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Industry-leading
regulatory compliance
advice and solutions

RQC Group is a award-winning regulatory compliance consultancy providing pragmatic and commercial regulatory solutions since 2007.

We support your growth by delivering institutional-grade compliance infrastructure and expert advice that meets the expectations of both regulators and institutional investors.

For nearly two decades, our consistent, collaborative approach has earned us a reputation as being one of the most respected compliance consultancies. With teams in the UK and US, we have a global client base spanning the entire asset management industry.

In the UK, our regulatory hosting solutions have set the benchmark – providing streamlined market access alongside the confidence that comes with working with compliance specialists.

Trusted by over 300 firms for strategic regulatory solutions built for business.

Compliance Consulting

Our experienced compliance consultants work collaboratively to deliver tailored support across the full regulatory lifecycle. Whether you’re seeking UK FCA or US SEC/CFTC registration, need ongoing global compliance oversight, or require targeted reviews, training or project delivery - we provide practical, expert guidance aligned to your firm’s specific needs. From authorisation through to annual reviews, we help ensure your compliance framework meets the expectations of institutional investors and regulators and stands up to scrutiny.

Regulatory Hosting

As seasoned compliance professionals, we understand how a trusted regulatory host can reduce operational complexity and accelerate go-to-market timelines. We take on the regulatory burden, so you can focus on your investment strategy. With robust oversight, hands-on support and a deep understanding of the regulator’s expectations, we help you manage risk without compromising agility.

e-Learning

Our industry-leading CPD-certified e-Learning courses have been created by our award-winning, experienced team of senior consultants who are at the forefront of industry developments. Our courses deliver engaging, top-quality content aligned with regulatory expectations. They are designed to be both informative and practical, providing training that reflects real-world compliance challenges and helps teams remain current, compliant, and confident. Over 7,500 financial services professionals have completed our e-Learning courses.

Latest Insights

Keep up to date with the latest regulatory news and thought leadership by signing up to our monthly newsletter.

ComplianceMonthly Regulatory Newsletter – February 2026
9th February 2026

Monthly Regulatory Newsletter – February 2026

Our February 2026 Monthly Newsletter is out, covering a roundup of notable regulatory news and activities that took place during the last month in the UK, the EU and the US.…
Hedge Fund NewsThe Alternative Investor – February 2026 Edition
13th February 2026

The Alternative Investor – February 2026 Edition

The February edition of The Alternative Investor is out. Along with RQC Group’s usual regulatory updates, this issue also explores developments in the UHNW and family office space, with insights including: PwC’s Christine Cairns argues that with global…
ComplianceEU Alternative Investment Fund Managers Directive (“AIFMD”) II overview
29th January 2026

EU Alternative Investment Fund Managers Directive (“AIFMD”) II overview

Written by Hakan Zeki Director AIFMD II is set to take effect in the European Union on April 16, 2026, following its publication in the Official Journal of the EU…
SECSEC Staff Updates Marketing Rule FAQs – Model Fees and Testimonials & Endorsements
26th January 2026

SEC Staff Updates Marketing Rule FAQs – Model Fees and Testimonials & Endorsements

On January 15, 2026, the Division of Investment Management staff updated its Marketing Compliance Frequently Asked Questions, providing additional clarity on two important aspects of Rule 206(4)-1 under the Advisers…

Latest Insights

Keep up to date with the latest regulatory news and thought leadership by signing up to our monthly newsletter.

ComplianceMonthly Regulatory Newsletter – February 2026
9th February 2026

Monthly Regulatory Newsletter – February 2026

Our February 2026 Monthly Newsletter is out, covering a roundup of notable regulatory news and activities that took place during the last month in the UK, the EU and the US.…
Hedge Fund NewsThe Alternative Investor – February 2026 Edition
13th February 2026

The Alternative Investor – February 2026 Edition

The February edition of The Alternative Investor is out. Along with RQC Group’s usual regulatory updates, this issue also explores developments in the UHNW and family office space, with insights including: PwC’s Christine Cairns argues that with global…
ComplianceEU Alternative Investment Fund Managers Directive (“AIFMD”) II overview
29th January 2026

EU Alternative Investment Fund Managers Directive (“AIFMD”) II overview

Written by Hakan Zeki Director AIFMD II is set to take effect in the European Union on April 16, 2026, following its publication in the Official Journal of the EU…
SECSEC Staff Updates Marketing Rule FAQs – Model Fees and Testimonials & Endorsements
26th January 2026

SEC Staff Updates Marketing Rule FAQs – Model Fees and Testimonials & Endorsements

On January 15, 2026, the Division of Investment Management staff updated its Marketing Compliance Frequently Asked Questions, providing additional clarity on two important aspects of Rule 206(4)-1 under the Advisers…

What our clients are saying...

What our clients are saying...


Accessible

All courses are accessible on our bespoke web or app platforms immediately upon purchase.

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Automated

All courses are delivered through fully-automated, interactive online visual solutions.

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Affordable

Courses cost from as little as £20 per Learner per Course, or £6 per Learner on Subscription.

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Certified

A certificate is issued on successful completion of all courses for compliance-filing and all UK courses are CPD-certified.

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Measurable

All courses include regular ‘Check Your Knowledge’ sections throughout and an end-of-course Quiz.

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Fast

Courses take from 30 to 90 minutes to complete and can be viewed and completed in multiple sittings.

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Purchasing, Onboarding & Volume Discounts

You can purchase any combination of our broad range of e-Learning courses and onboard multiple users in your Firm, in just four quick and easy online steps:

  1. Select the courses and add them to your Basket
  2. Checkout and purchase your course(s)
  3. Sign In and Register your relevant employees/Users
  4. Allocate all your registered employees/Users to their course(s)

We’ll help you connect the dots with clear prompts and assistance throughout this quick and easy four-step process, which includes applying automated Volume Discounts depending on the number of courses you purchase, as follows:

Number of courses Volume Discount
10 – 24 Courses 2.5% Discount
25 – 49 Courses 5% Discount
50 – 99 Courses 7.5% Discount
100 – 149 Courses 10% Discount
150 – 199 Courses 12.5% Discount
200 – 249 Courses 15% Discount
250 – 299 Courses 17.5% Discount
>300 Courses 20% Discount

You will receive an enrolment email for each Course you sign Users up to.

Once registered and enrolled onto their course(s), your employees/Users will each receive a welcome email inclusive of their login credentials/instructions together with a separate enrolment confirmation for each of their courses.

All Clients have access to a centralised User Dashboard with Live Reporting on the progress of all your enrolled employees/Users and from where you can download all your employees/Users Course Certificates once they have successfully completed their courses. This is clearly explained in our Power User Guide, downloadable from your Account.

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