CFTC/NFA Ad-hoc/Project work

When taking on any adhoc project, we work collaboratively with our clients, allowing them to leverage our experience and knowledge of the common regulatory issues we see across our client-base and the industry. This greatly benefits our clients as we are able to provide a solution that not only fits their direct business needs, but one that meets industry standards as well.

About our service

We work in partnership with our clients to ensure a thorough understanding of their business requirements at the start of our professional relationship. This approach ensures that our recommendations are always pragmatic, as well as commercial.

Click here if you would like more information on our ad-hoc/project work CFTC/NFA support services.

Service Checklist

Assessment and development of risk-based policies and procedures NFA Self-Examination Questionnaire Policy and procedure gap analysis

Assistance with regulatory examinations and communicating with regulator