Refresher for Senior Managers at Investment Firms

The price for this course: £48.00 inc. VAT

This course provides a refresher of key FCA compliance concepts that relate to both the individual’s employer and to the individual as a Senior Manager.

The individual is also given guidance on managing compliance risk, and appropriate courses of action to be taken when encountering compliance issues.

This module is suitable for anyone that works for a FCA-regulated Investment Firm, and is classified as a Senior Manager per the Senior Managers and Certification Regime.

Course Outline

The price for this course:

£48.00 inc. VAT

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