Market Abuse
for UK Investment Firms
£40.00
60 Minutes1 CPD Point
This course provides a sound knowledge and awareness of money laundering and terrorist financing, how to avoid their pitfalls and the consequences of transgression.
Learning outcomes
On completion of this course, you will:
• Understand what market abuse is
• Understand the civil regime and associated offenses
• Have a sound understanding of the three types of civil market abuse - insider dealing, unlawful disclosure of inside information and market manipulation
• Have a sound understanding of the UK criminal market abuse framework
• Understand an investment firm’s typical response to market abuse
• Understand the FCAs approach and response to market abuse
• Achieve 1 CPD point
This course is suitable for anyone that works for a FCA-regulated Investment Firm. It can be used as both an induction course, for example for new staff members, and a refresher course.
You can purchase any combination of our broad range of e-Learning courses and onboard multiple users in your Firm, in just four quick and easy online steps:
- Select the courses and add them to your Basket
- Checkout and purchase your course(s)
- Sign In and Register your relevant employees/Users
- Allocate all your registered employees/Users to their course(s)
We’ll help you connect the dots with clear prompts and assistance throughout this quick and easy four-step process, which includes applying automated Volume Discounts depending on the number of courses you purchase, as follows:
Number of courses |
Volume Discount |
10 – 24 Courses |
2.5% Discount |
25 – 49 Courses |
5% Discount |
50 – 99 Courses |
7.5% Discount |
100 – 149 Courses |
10% Discount |
150 – 199 Courses |
12.5% Discount |
200 – 249 Courses |
15% Discount |
250 – 299 Courses |
17.5% Discount |
>300 Courses |
20% Discount |
You will receive an enrolment email for each Course you sign Users up to.
Once registered and enrolled onto their course(s), your employees/Users will each receive a welcome email inclusive of their login credentials/instructions together with a separate enrolment confirmation for each of their courses.
All Clients have access to a centralised User Dashboard with Live Reporting on the progress of all your enrolled employees/Users and from where you can download all your employees/Users Course Certificates once they have successfully completed their courses. This is clearly explained in our Power User Guide, downloadable from your Account.
Accessible
All courses are accessible on our bespoke web or app platforms immediately upon purchase.
Automated
All courses are delivered through fully-automated, interactive online visual solutions.
Affordable
Courses cost from as little as £20 per Learner per Course, or £6 per Learner on Subscription.
Fast
Courses take from 30 to 90 minutes to complete and can be viewed and completed in multiple sittings.
Measurable
All courses include regular ‘Check Your Knowledge’ sections throughout and an end-of-course Quiz.
Certified
A certificate is issued on successful completion of all courses for compliance-filing and all UK courses are CPD-certified.
Click below to download our e-Learning brochure.
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