Setting up a firm into today’s regulatory environment can seem prohibitive to doing business. Currently, it involves significant cost and time, even if it is solely for advising, arranging deals or marketing activities. The completion, and submission of an FCA application and the subsequent wait for regulatory approval can take on average six months. However by using our RQC Advisory regulatory platform, you can be an Appointed Representative and operating under your own firm name, in a matter of weeks.
In addition, a new client, market or fund can all trigger new regulatory issues and new headaches. As compliance consultancy is at the core of our business, we provide you with an experienced, well-resourced, independent regulatory platform, which can prove to be the perfect remedy for any regulatory issues.
Contact our experienced team of Regulatory Advisory experts to connect the dots….