RQC Advisory

The costs required to obtain your own FCA authorisation can be prohibitive. New firms are spending as much time and resources on navigating the ever-changing regulatory and political landscape as they do on managing and marketing their own product and services. Our regulatory hosting platform allows businesses to operate under our regulatory license, providing managers with a turnkey solution.

Benefits

Setting up a firm into today’s regulatory environment can seem prohibitive to doing business. Currently, it involves significant cost and time, even if it is solely for advising, arranging deals or marketing activities. The completion, and submission of an FCA application and the subsequent wait for regulatory approval can take on average six months. However by using our RQC Advisory platform, you can be an Appointed Representative and operating under your own firm name, in a matter of weeks.

In addition, a new client, market or fund can all trigger new regulatory issues and new headaches. As compliance consultancy is at the core of our business, we provide you with an experienced, well-resourced, independent regulatory platform, which can prove to be the perfect remedy for any regulatory issues.

Click here if you would like more information on our Regulatory Hosting services.

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Our regulatory umbrella

Setting up a firm into today’s regulatory environment can seem prohibitive to doing business. Currently, it involves significant cost and time, even if it is solely for advising, arranging deals or marketing activities. The completion, and submission of an FCA application and the subsequent wait for regulatory approval can take on average six months. However by using our RQC Advisory platform, you can be an Appointed Representative and operating under your own firm name, in a matter of weeks.

In addition, a new client, market or fund can all trigger new regulatory issues and new headaches. As compliance consultancy is at the core of our business, we provide you with an experienced, well-resourced, independent regulatory platform, which can prove to be the perfect remedy for any regulatory issues.

The value of partnership

As regulatory hosts and compliance experts, we understand the benefits that a strong partnership between the business and compliance department can bring to operations, as well as to the ability to attract institutional capital.

With the FCA stressing the importance of compliance monitoring for all Appointed Representatives, you can be reassured that we are robustly reviewing all aspects of your business to ensure your compliance monitoring programme meets FCA expectations and is tailored specifically to your business. Our experts are skilled at providing you with pragmatic and commercial advice to help build your business.